|
| 1 | +/* |
| 2 | + * The {@code GuardrailAdvisor} class is an implementation of both {@link CallAdvisor} and {@link StreamAdvisor} |
| 3 | + * that provides flexible input and output validation for chat client requests and responses. |
| 4 | + * |
| 5 | + * This advisor allows you to define custom validation logic for both user input and model output |
| 6 | + * by supplying {@link Predicate} functions. If the input or output does not pass the specified validation, |
| 7 | + * a configurable failure response is returned instead of proceeding with the normal processing chain. |
| 8 | + * |
| 9 | + * Typical use cases include enforcing content policies, blocking sensitive or inappropriate content, |
| 10 | + * or implementing custom guardrails for AI-powered chat applications. |
| 11 | + * |
| 12 | + * The class also provides a builder for convenient and readable instantiation. |
| 13 | + * |
| 14 | + * Example usage: |
| 15 | + * <pre> |
| 16 | + * GuardrailAdvisor advisor = new GuardrailAdvisor.Builder() |
| 17 | + * .inputValidator(input -> !input.contains("forbidden")) |
| 18 | + * .outputValidator(output -> !output.contains("restricted")) |
| 19 | + * .failureResponse("Your request cannot be processed due to policy restrictions.") |
| 20 | + * .order(1) |
| 21 | + * .build(); |
| 22 | + * </pre> |
| 23 | + * |
| 24 | + * @author Karson To |
| 25 | + * @since 1.0.0 |
| 26 | + */ |
| 27 | + |
| 28 | +package org.springframework.ai.chat.client.advisor; |
| 29 | + |
| 30 | +import org.springframework.ai.chat.client.ChatClientRequest; |
| 31 | + |
| 32 | +import org.springframework.ai.chat.client.ChatClientResponse; |
| 33 | +import org.springframework.ai.chat.client.advisor.api.CallAdvisor; |
| 34 | +import org.springframework.ai.chat.client.advisor.api.CallAdvisorChain; |
| 35 | +import org.springframework.ai.chat.client.advisor.api.StreamAdvisor; |
| 36 | +import org.springframework.ai.chat.client.advisor.api.StreamAdvisorChain; |
| 37 | +import org.springframework.ai.chat.messages.AssistantMessage; |
| 38 | +import org.springframework.ai.chat.model.ChatResponse; |
| 39 | +import org.springframework.ai.chat.model.Generation; |
| 40 | +import org.springframework.util.Assert; |
| 41 | +import reactor.core.publisher.Flux; |
| 42 | + |
| 43 | +import java.util.List; |
| 44 | +import java.util.Map; |
| 45 | +import java.util.function.Predicate; |
| 46 | + |
| 47 | +public class GuardrailAdvisor implements CallAdvisor, StreamAdvisor { |
| 48 | + |
| 49 | + private static final String DEFAULT_FAILURE_RESPONSE = |
| 50 | + "Sorry, your request cannot be processed because it contains content that does not comply with our policy. " |
| 51 | + + "Please revise your input and try again."; |
| 52 | + |
| 53 | + private static final int DEFAULT_ORDER = 0; |
| 54 | + |
| 55 | + private final String failureResponse; |
| 56 | + |
| 57 | + private final Predicate<String> inputValidator; |
| 58 | + |
| 59 | + private final Predicate<String> outputValidator; |
| 60 | + |
| 61 | + private final int order; |
| 62 | + |
| 63 | + |
| 64 | + public GuardrailAdvisor(Predicate<String> inputValidator, Predicate<String> outputValidator, String failureResponse, |
| 65 | + int order) { |
| 66 | + Assert.notNull(inputValidator, "Input validator must not be null!"); |
| 67 | + Assert.notNull(outputValidator, "Output validator must not be null!"); |
| 68 | + Assert.notNull(failureResponse, "Failure response must not be null!"); |
| 69 | + this.inputValidator = inputValidator; |
| 70 | + this.outputValidator = outputValidator; |
| 71 | + this.failureResponse = failureResponse; |
| 72 | + this.order = order; |
| 73 | + } |
| 74 | + |
| 75 | + private ChatClientResponse createFailureResponse(ChatClientRequest chatClientRequest) { |
| 76 | + return ChatClientResponse.builder().chatResponse( |
| 77 | + ChatResponse.builder().generations(List.of(new Generation(new AssistantMessage(this.failureResponse)))) |
| 78 | + .build()).context(Map.copyOf(chatClientRequest.context())).build(); |
| 79 | + } |
| 80 | + |
| 81 | + @Override |
| 82 | + public ChatClientResponse adviseCall(ChatClientRequest chatClientRequest, CallAdvisorChain callAdvisorChain) { |
| 83 | + String input = chatClientRequest.prompt().getContents(); |
| 84 | + if (!inputValidator.test(input)) { |
| 85 | + return createFailureResponse(chatClientRequest); |
| 86 | + } |
| 87 | + ChatClientResponse response = callAdvisorChain.nextCall(chatClientRequest); |
| 88 | + String output = null; |
| 89 | + if (response != null && response.chatResponse() != null && response.chatResponse().getResults() != null |
| 90 | + && !response.chatResponse().getResults().isEmpty()) { |
| 91 | + Generation generation = response.chatResponse().getResults().get(0); |
| 92 | + if (generation != null && generation.getOutput() != null) { |
| 93 | + output = generation.getOutput().getText(); |
| 94 | + } |
| 95 | + } |
| 96 | + if (!outputValidator.test(output != null ? output : "")) { |
| 97 | + return createFailureResponse(chatClientRequest); |
| 98 | + } |
| 99 | + return response; |
| 100 | + } |
| 101 | + |
| 102 | + @Override |
| 103 | + public Flux<ChatClientResponse> adviseStream(ChatClientRequest chatClientRequest, |
| 104 | + StreamAdvisorChain streamAdvisorChain) { |
| 105 | + String input = chatClientRequest.prompt().getContents(); |
| 106 | + if (!inputValidator.test(input)) { |
| 107 | + return Flux.just(createFailureResponse(chatClientRequest)); |
| 108 | + } |
| 109 | + return streamAdvisorChain.nextStream(chatClientRequest).map(response -> { |
| 110 | + String output = null; |
| 111 | + if (response != null && response.chatResponse() != null && response.chatResponse().getResults() != null |
| 112 | + && !response.chatResponse().getResults().isEmpty()) { |
| 113 | + Generation generation = response.chatResponse().getResults().get(0); |
| 114 | + if (generation != null && generation.getOutput() != null) { |
| 115 | + output = generation.getOutput().getText(); |
| 116 | + } |
| 117 | + } |
| 118 | + if (!outputValidator.test(output != null ? output : "")) { |
| 119 | + return createFailureResponse(chatClientRequest); |
| 120 | + } |
| 121 | + return response; |
| 122 | + }); |
| 123 | + } |
| 124 | + |
| 125 | + @Override |
| 126 | + public String getName() { |
| 127 | + return this.getClass().getSimpleName(); |
| 128 | + } |
| 129 | + |
| 130 | + @Override |
| 131 | + public int getOrder() { |
| 132 | + return this.order; |
| 133 | + } |
| 134 | + |
| 135 | + public static final class Builder { |
| 136 | + |
| 137 | + private Predicate<String> inputValidator = s -> true; |
| 138 | + |
| 139 | + private Predicate<String> outputValidator = s -> true; |
| 140 | + |
| 141 | + private String failureResponse = DEFAULT_FAILURE_RESPONSE; |
| 142 | + |
| 143 | + private int order = DEFAULT_ORDER; |
| 144 | + |
| 145 | + private Builder() { |
| 146 | + } |
| 147 | + |
| 148 | + public static Builder builder() { |
| 149 | + return new Builder(); |
| 150 | + } |
| 151 | + |
| 152 | + public Builder inputValidator(Predicate<String> inputValidator) { |
| 153 | + this.inputValidator = inputValidator; |
| 154 | + return this; |
| 155 | + } |
| 156 | + |
| 157 | + public Builder outputValidator(Predicate<String> outputValidator) { |
| 158 | + this.outputValidator = outputValidator; |
| 159 | + return this; |
| 160 | + } |
| 161 | + |
| 162 | + public Builder failureResponse(String failureResponse) { |
| 163 | + this.failureResponse = failureResponse; |
| 164 | + return this; |
| 165 | + } |
| 166 | + |
| 167 | + public Builder order(int order) { |
| 168 | + this.order = order; |
| 169 | + return this; |
| 170 | + } |
| 171 | + |
| 172 | + public GuardrailAdvisor build() { |
| 173 | + return new GuardrailAdvisor(this.inputValidator, this.outputValidator, this.failureResponse, this.order); |
| 174 | + } |
| 175 | + } |
| 176 | +} |
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